Vice President, Associate General Counsel
Many companies have compliance departments, either reporting into the legal department or directly to the CEO via a Chief Compliance Officer. Often times, the distinction between the responsibilities of the legal department and the compliance department can be muddy and confusing. Who has responsibility for things like regulatory compliance, whether industry specific, like HIPAA, or general, like the Trade Agreements Act? Who takes the lead when a customer asks you to certify your compliance with ongoing contractual covenants related to a myriad of topics, like human trafficking regulation, vendor background checks or other policies? When can legal give that away in negotiation and rely on compliance to handle it – or does compliance have to check up on the operations side of the house to ensure that the contract or law in question is being followed? And why are customers making so many of these (possibly infuriating) requests?
In this session, we’ll look to explore and discuss these topics and more through the lens of regulated industries, including health care, as well as those that deal with regulated industries, including those who provide products and services to the financial industry. Join us for a discussion that’s sure to be an interesting lead-in to happy hour!